Broker Check

Items To Bring To Your Meeting

Retirement Asset Statements

  • IRA
  • Roth IRA
  • 401(k)
  • Pension
  • 403(b)
  • 457/401(a)
  • Annuity
  • Social Security

Liquid Asset Statements

  • Checking/Savings
  • Credit Union
  • Investment Accounts
  • Mutual Fund Accounts
  • Annuity

Legal Documents

  • Wills
  • Living Wills
  • Power of Attorney
  • Trusts

Insurance Statements

  • Life Insurance
  • Disability
  • Long Term Care
  • Employer Group Benefits

Tax Documents

  • Return (prior 2 years)

Income

  • Pay Stubs
  • Rental Property
  • Farm Income
  • Pension
  • Social Security
  • Annuity

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